Sales & Trading

Canaccord Genuity’s Investment Companies Team provides sales, research, trading and corporate services to investors and corporate clients


Our team of dedicated salespeople have 70 years' combined experience in Investment Company sales. and have formed relationships with over 200 clients across the UK, mainland Europe and the US including:

  • a broad range of leading UK institutions - insurance companies, pension funds and charities
  • major private client brokers, private banks and discretionary private wealth management firms
  • selected overseas institutions, including European and US funds
  • the new and growing community of multi-asset, multi-manager funds

Market Making

With access to extensive capital resources and through our tailored approach and service focus, we are one of the leading liquidity providers in the sector.

Our four dedicated market makers, each of whom has extensive Investment Company and Fund experience, make markets in over 300 Investment Company securities.

We have access to well capitalised books with flexible limit management and hedging capability.

We operate a Retail Service Provider (RSP) – an electronic trading technology linked to approximately 175 stockbrokers throughout the UK. The RSP enables us to trade small amounts of stock quickly, providing efficient, competitive dealings and liquidity to an investing constituency, a complementary offering to that of the traditional institutional market.

For more information on our sales and trading service please contact:

Gavin Tooke
Managing Director