Compliance

CETS service offerings work to ensure compliance with the requirements of the following regulators and exchanges: 

Regulators

Exchanges

  • UMIR
  • IIROC
  • OSC
  • TSX Rule page
  • Bourse
  • FINRA
  • AMEX
  • CBOE
  • FSA
  • Financial Industry Regulatory Authorities
  • IIROC Regulated Exchanges
  • TSX
  • TSX Venture Exchange
  • PURE
  • OMEGA
  • LIQUID Net
  • Alpha
  • MatchNow
  • Bourse

 

CETS is offered exclusively to clients of Canaccord Genuity Corp. in Canada and Canaccord Genuity Inc. in the United States.