Head of Wealth Management Compliance
Time at Canaccord Genuity: 2 yrs
Industry Experience: 25 yrs
Duncan joined Canaccord Genuity Wealth Management in December 2015. He was previously Head of Compliance for Charles Stanley. Prior to that, he was Head of Compliance for Quilter Cheviot and helped guide the firm through a number of corporate transactions in his time there. He is a qualified company secretary and fellow of the Chartered Institute for Securities & Investment and is a member of the Personal Investment Management & Financial Advice Association Regulatory Committee.