Corporate Dealing

The Corporate Executive and Employee Trading Services team focuses on providing brokerage solutions to listed companies and their employees - covering option exercises and share trading. The desk works directly with the Corporate client, their Employee Benefit Trust, or in many cases, their Third Party Share Plan Administrator. Our clients range from FTSE 100 through to AIM-listed companies and have a wide geographical focus from the US to Singapore.


The Corporate Executive and Employee Trading Service offering includes:

  • Executive Dealing Support
  • IPO support for existing shareholders
  • Multi-currency dealing, reporting and settlement
  • Cashless Option Exercise Facility
  • Ability to transact cross border, supporting internationally based employees
  • Custody and monitoring of tradeable and restricted shares
  • Online Viewing Portal
  • Immediate trade execution during market hours
  • Warehouse & extended settlement facilities
  • Electronic, bulk and phone trading capabilities
  • Financial Planning, Portfolio Management and Stock Broking

Services for Trustee Companies

We offer custodial services for shares placed in either onshore or offshore trusts. We can also buy shares for the Trust or top up a current holding.

Director Dealings

We understand the sensitivity of senior personnel dealing in the market and the need for you to report these transactions promptly. Our team ensures immediate confirmation of deals so that you can make any necessary announcements.