Our business is focused on people and relationships

At Canaccord Genuity we’re focused on helping our Advisers build a sustainable long-term wealth business, rather than meeting monthly financial targets. We offer the opportunity to learn from other experienced Advisers in our firm and lean on them for advice and support when required.

As a Canaccord Genuity Wealth Adviser you will be provided with a supportive and accommodative work environment that allows you to work autonomously or as part of a team. You can also work where and how you want using our remote working capabilities.

Canaccord Genuity is one of Australia’s leading stockbroking and financial services firms. We have a true national presence with 8 offices nationwide, a powerful advisory team and highly respected institutional, corporate finance and equities research teams. As an equal opportunity employer, we’re committed to creating a diverse and inclusive workplace.

Canaccord Genuity Wealth Advisers have access to:

• Best-in-breed technology platform solutions
• Expert support in Superannuation and Financial Planning
• A leading Wealth Management website and app for your clients
• Wealth focused publications and seminars for your clients
• An attractive remuneration structure

Our range of employee benefits support a healthy work/life balance for our staff. These include remote work-stations, flexible working conditions, paid parental leave, paid Dad and Partner Leave and the ability to purchase additional leave, to name just a few.
 
With flexibility comes choice. If you have an established Wealth Advisory business we’d like to talk to you, regardless of where you would like your business to be based.

Please contact us at CGAU.HR@cgf.com if you think you're a great fit for this role and would like to confidentially discuss joining our team.

Grow your revenue and take your established business to the next level on Canaccord Genuity's Adviser platform. In addition to a highly attractive remuneration structure, we offer our Advisers a range of business development and support services to use as required. You’ll also be able to work where and how you want using our remote working capabilities.

Canaccord Genuity is one of Australia’s leading stockbroking and financial services firms. We have a true national presence with 8 offices nationwide, a powerful advisory team and highly respected institutional, corporate finance and equities research teams. As an equal opportunity employer, we’re committed to creating a diverse and inclusive workplace.

Canaccord Genuity Advisers have access to:

• A quality in-house research team with strong industry knowledge and technical skills
• Regular corporate finance deal flow
• Best-in-breed systems and technology

Our range of employee benefits support a healthy work/life balance for our staff. These include remote work-stations, flexible working conditions, paid parental leave, paid Dad and Partner Leave and the ability to purchase additional leave, to name just a few.

With flexibility comes choice. If you’re an experienced Adviser with an established business we’d like to talk to you, regardless of where you would like your business to be based.

Please contact us at CGAU.HR@cgf.com if you think you're a great fit for this role and would like to confidentially discuss joining our team.

We are seeking an experienced and driven professional to join our Legal, Risk, and Compliance team on a permanent, full-time basis. This is a unique opportunity to join our growing business, where you will play a pivotal role in developing, implementing, and managing risk frameworks and policies across our organisation.

About Us

Canaccord Genuity is a forward-thinking financial services firm dedicated to delivering exceptional client service and innovative investment solutions. As one of Australia's leading Wealth Management and Capital Markets firms, with a global network spanning 5 continents.

About the Role

As the Operational Risk Manager, you will lead the development and implementation of risk frameworks, overseeing control testing on key risks throughout the business in collaboration with risk colleagues and key stakeholders.

Key responsibilities include:

• Drive improvement in risk capability, culture, and awareness in the promotion of risk management as a core capability – particularly in the area of operational risk.
• Risk partner providing independent oversight and advice regarding operational risk across the Canaccord business.
• Responsibility for the governance and risk input on outsourcing/third party risk management, operational resilience, and other areas of heightened operational risk.
• Assist in the identification of process improvements or procedures to increase operational efficiency and manage risks.
• Assist in the support of any investigations or reviews.
• Guiding and undertaking risk assessments and providing guidance and feedback on managing risk issues.
• Contribute to, and potentially manage, other risk and compliance requirements, as required.

About you

To be successful in this role, you will possess a strong interest in advancing a career in risk management, coupled with a keen understanding of the market and the Financial Services industry. You will also have:

• A minimum of 4 years' experience in operational risk or audit within a financial services firm with exposure to an APRA regulated business, an advantage.
• A degree in a relevant discipline.
• Knowledge and understanding of operational risk principles, regulatory requirements, and exposure to risk frameworks and control testing.
• Attention to detail, strong analytical skills, and self-motivation in a fast-paced environment.
• A desire for process improvement and the ability to assess the materiality of issues.
• Strong problem-solving and communication skills.

Our Values

At Canaccord Genuity. we expect every member of our team to incorporate our brand values of being Aligned, Accountable, Approachable and Agile. To truly embody Canaccord Genuity’s 4 A’s you will be:

Aligned in your work and actions with CG’s wider firm goals and vision. You understand and actively contribute to the overall direction and objectives of your team and the greater CG organisation.

Accountable, taking responsibility for your work and its outcomes. You are reliable, meet deadlines, and deliver high-quality results.

Approachable, friendly, and easy to communicate with. You create an environment where others feel comfortable reaching out for help, advice, or collaboration, while also being receptive to feedback.

Agile and able to adapt and respond quickly to changing circumstances. You are flexible, nimble, and can efficiently adjust your approach or priorities as needed.

Why work for Canaccord Genuity?

Canaccord Genuity is a great place for ambitious and intelligent individuals to excel in their careers. Our team is a diverse mix of those who are starting their careers and seasoned professionals eager to share their wisdom with the next generation. We’re committed to ongoing staff development to help our employees succeed in their chosen career path through our range of training and support services.

We also offer a wide range of employee benefits, including paid parental leave, study assistance, paid volunteer leave, free gym memberships, and more!

Canaccord Genuity is an endorsed employer for all women, and you can explore our benefits and policies directly at: https://work180.com/en-au/for-women/employer/canaccord-genuity

 Ready to Join Our Team?

While we are advertising for this role in Melbourne, we are also open to receiving applicants for our Sydney, Brisbane and Adelaide office locations, making this an exciting opportunity for those interested in advancing their career in the financial services industry.

Click here to apply

Applications close COB Friday, 24 2024.

We have an exciting opportunity for an experienced Equity Trade Support Specialist to join our established Institutional Sales team. In this role, you will provide superior trade support to the team and their clients to ensure the smooth workflow of transactions, including institutional client onboarding, equity bookings and settlements.

 Key responsibilities include:

• Equity trade bookings capture and post-trade confirmations
• Supporting the Investment Banking and ECM team to book and settle primary market transactions and onboard corporate client accounts
• Reconciliation of trade orders between the front and back-office
• Swap trade and give-up reporting
• Monitoring of all settlement obligations for both primary and secondary market transactions
• Liaising with Institutional clients, sales traders, Prime Brokers, settlement agents and global offices on booking and settlement related breaks, exceptions and unmatched
• Identifying trading, settlement and regulatory risk
• Reconciliation, rebate processing, and invoicing
• Account opening and onboarding of institutional clients including due diligence checks and AML verification
• Assisting in managing vendor relationships with trading platform providers, clearing agent, counterparties, and system suppliers
• Supporting the administration of global and domestic FIX connections including setting up client routing and UAT testing
• Maintenance and administration of order management systems including IRESS
• Review and document Trade Support processes and procedures
• Participate in in-house training and development and Continued Professional Development
• Take an active role in keeping up to date with Canaccord Genuity’s policies and procedures, ASX business rules and Corporate Law requirements where applicable

 
About you:

To be successful in the role you will have sound knowledge of cash equities with previous experience in equity bookings and settlements. Ideally, the successful candidate will have a minimum of three years’ experience in a Trade Support role / Institutional Back Office or similar. A tertiary qualification in Commerce, Business, or a Finance related discipline not necessary, but favourable.

As an experienced professional you will have the following attributes:

• High attention to detail and accuracy
• Commitment to the provision of quality service and commitment to contributing to a positive team environment
• Proven ability to build rapport with clients and deliver outstanding levels of customer service
• Demonstrated ability to use initiative, be self-directed and work under minimal supervision
• Well-developed interpersonal and communication skills, including strong written skills and the ability to work effectively in a team
• Proven ability to prioritise, multi-task and effectively and efficiently meet strict deadlines
• Demonstrated ability with keyboard and computing skills, MS Office products and the Internet

Why work for Canaccord Genuity?

Canaccord Genuity is one of Australia’s leading Wealth Management and Capital Markets firms operating in the fast-paced world of financial services. We’re part of the global Canaccord Genuity network with operations spanning 5 continents. In Australia, we employ over 300 staff and have 7 offices in major capital cities and regional centres.

We expect every member of our team to incorporate our brand values of being Aligned, Accountable, Approachable and Agile into every aspect of their work and into every interaction with colleagues and clients. In return, we offer a great range of employee benefits including paid parental leave, study assistance, paid volunteer leave, the ability to purchase additional leave, free gym membership, and more.

Canaccord Genuity is an endorsed employer for all women. See our range of benefits and policies directly at WORK180: https://work180.com/en-au/for-women/employer/canaccord-genuity

Apply here

 Applications close COB  Friday, 31 May 2024.