Tom has extensive Institutional Sales and ECM experience providing insights into equity new issuance and the execution of new issue product and after-market support services. Before joining us in 2002, he served as Managing Director and Senior Boston Salesman at First Union/Wachovia Securities, where he was instrumental in opening the Boston institutional equity office. Previously he was first institutional branch manager and Managing Director at Dain Rauscher Wessels/RBC and also served as Vice President of Institutional Sales at Prescott Ball & Turben. Tom graduated from John Carroll University with a BA in Marketing.
Sole Bookrunner (Follow-on Offering)
Environmental Impact Acquisition Corp.
Financial Advisor on Merger with GreenLight Biosciences
Lead-Left Bookrunner (IPO)
Kratos Defense & Security Solutions, Inc.
Senior Co-Manager (Follow-On)
RADA Electronic Industries LTD.
Neoleukin Therapeutics, Inc.
Lead Manager (Follow-On Offering)
Financial Advisor and Joint Bookrunner (Buy-Side and Follow-on Offering)