Client Disclosure Documents 

• Canaccord Genuity (Australia) Limited Financial Services Guide
• Canaccord Genuity Financial Limited Financial Services Guide
• Canaccord Genuity Share Trading Terms and Conditions
• Canaccord Genuity Privacy Policy
• Pershing Disclosure Statement
• Pershing Financial Services Guide
• Pershing Privacy Policy and Client Statement
• Pershing Clearing Insto T & C’s
• Direct Debit Terms and Conditions
• International Securities Service Terms and Conditions
• Canaccord Genuity Acceptable Forms of ID
• BNY Mellon Privacy Policy
• Canaccord Genuity Best Execution Policy
• Sponsorship Agreement Terms and Conditions
• TraCR combined product disclosure statement and financial services guide
• ASX Understanding Trading and Investment Warrants
• Chi-X Investing In Warrants
• Types of Advice
• Canaccord Genuity Modern Slavery Statement
• Pershing LLC Financial Services Guide
• Pershing LLC Institutional Account Agreement Disclosures
• Pershing LLC New Account Agreement Disclosures
• Complaints Handling Policy