From Tuesday 29th January 2019, when placing an order with Canaccord Genuity, you will receive a communication (via email or post) outlining the type of advice you received from your adviser. If you have received general advice the communication will state the general advice you have been given. If you received personal advice you will receive a Record of Advice confirming the personal advice you were given.
Advice Types
Execution Only
When an order is placed on an ‘execution only’ basis it means you were not provided with any advice. It is therefore your responsibility to determine if the investment is suitable for your financial situation, objectives and needs.
General Advice
Any information or advice provided is for general information purposes only and not as specific advice. As such, any advice comprises general advice only and does not take into account your investment objectives, financial situation or needs. You should, before making any investment decision regarding any information, strategies or products, consult a financial adviser to consider whether it is appropriate having regard to your own objectives, financial situation and needs.
Any information provided is from sources believed to be reliable and its accuracy and completeness are not guaranteed, and is subject to change. Past performance is no indicator of future performance.
Personal Advice
Personal advice takes into consideration one or more of your objectives, financial situation and needs before making a recommendation.
If any of the details you receive on your communication are incorrect, we ask for you to contact us immediately.
Canaccord Genuity Financial Limited ABN 69 008 896 311 AFSL No. 239 052