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Legal and regulatory information (UK)
If you're looking for information for Guernsey, Jersey and the Isle of Man, please click here
Client money and client assets
- Central Securities Depositories Regulation (CSDR)
- Client asset protection
- Excess reportable income and income equalisation
- Schedule of interest and charges
Company engagement and stewardship
- CGWM Engagement policy
- CGWM Environmental, Social & Governance policy
- CGWM Voting & company engagement summary
- Stewardship code
MIFIDPRU disclosures
- MIFIDPRU disclosures for Canaccord Genuity Wealth Limited (CGWL)
- MIFIDPRU disclosures for CG Wealth Planning Limited (CGWPL)
- MIFIDPRU disclosures for Hargreave Hale Limited (HHL)
Orders and investments
- Financial planning order reception and transmission
- Investment recommendations disclosures
- Market Sounding process (CGWL)
- Order Execution Policy (CGWL)
Privacy
Policies and disclosures
- Conflicts policy
- Diversity policy
- CGWM Gender pay gap report
- Hargreave Hale - pension scheme update
- Modern Slavery Act
Terms of business
- Terms of Business for CG Wealth Planning Limited (CGWPL)
- Terms of Business for Canaccord Genuity Wealth Limited (CGWL)
Investment involves risk and you may not get back what you invest. It’s not suitable for everyone.
Investment involves risk and is not suitable for everyone.