AIM Nomad Services

Canaccord Genuity is proud to be a leading Nominated Adviser and Broker on the Alternative Investment Market of the London Stock Exchange

We have proven leadership and expertise in listing our clients on the Alternative Investment Market ("AIM"), where access to a respected, world-class market, a deep pool of capital and a flexible regulatory regime can have a significant impact on your business.

All companies listed on AIM must appoint a Nominated Adviser ("Nomad") – to guide an issuer through determining suitability, assembling an admission document, liaising with regulators and meeting the ongoing requirements of the exchange. Canaccord Genuity is Nomad and/or Broker to 32 companies, as of February 6, 2015. In addition to Nomad and Broking Services, Canaccord Genuity provides financial advisory services, other corporate broking services, market making, and distribution opportunities across its global platform.

The role of the Nominated Adviser is to be:

  • the entity responsible for sponsoring admission of a new Company to AIM providing a comfort letter to AIM upon admission;
  • the main point of contact for Directors and management at the Company with regard to AIM and capital markets advice on an ongoing basis; and
  • the entity with responsibilities to AIM for the Company on an ongoing basis.

The role of the Broker on AIM is to be:

  • the entity to which a company may turn to raise funds when engaged in an equity or debt financing;
  • a point of contact for investors and potential investors for the Company on an ongoing basis; and
  • involved in organising investor meetings, managing stock blocks and providing after market support.

In addition to these standard services, Canaccord Genuity’s AIM Nomad Services offer access to Online Client Share Register Analysis services, providing insight into your institutional investors, holdings and the market trends of your stock

To learn more about AIM admission requirements, and Canaccord Genuity’s experience as a Nominated Adviser, please contact:

Bruce Garrow
Head of Corporate Broking, Investment Banking
bgarrow@canaccordgenuity.com
44.20.7523.8359