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The information in this area of the website is aimed at investment professionals in the United Kingdom and it is not intended for direct use by private investors or onward distribution to retail clients or the general public. Please visit our Wealth Management home page for information and resources for private clients.
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Specialist asset management in UK small-cap and multi-cap equities
Our highly experienced team here at Canaccord Genuity Asset Management (CGAM) provide UK small-cap and European (including UK) multi-cap asset management expertise as a specialist, outsourced provider to the industry.
If you are a private client and would like to know more about investing in UK small-caps with Canaccord Genuity Wealth Management, please click here.
CGAM's most significant mandate is in support of Marlborough Fund Management. We have a long-standing relationship and run several of their funds, including some of their UK small-cap and multi-cap investment strategies. We help to offer more breadth in terms of markets, asset classes and investment styles for their clients, while Marlborough's in-house specialists handle all the administrative, sales and marketing functions for their funds.
This is a particularly niche and higher risk area of asset management and so outsourcing specialist UK small-cap and mid-cap stock selection and asset management can be an ideal and cost-effective solution. By leaving our experts at Canaccord Genuity Asset Management to focus on identifying investment opportunities and managing investment performance, allows Marlborough to concentrate on servicing their clients’ needs to achieve better client retention and share of wallet.
Canaccord Genuity Asset Management is the trading name of Canaccord Genuity Asset Management Limited and is part of Canaccord Genuity Wealth Management (CGWM) in the UK, with roots dating back to 1897. In September 2017 the firm became part of CGWM and a subsidiary of Canaccord Genuity Inc.
Canaccord Genuity Asset Management manages several external investment management mandates including a wide range of Unit Trusts and OEIC’s for Marlborough Fund Managers, as well as the Hargreave Hale AIM VCT. These mandates are predominantly UK-driven, with a particular focus on the UK small-cap and mid-caps sector where the team has developed market-leading experience and expertise under the leadership of Richard Hallett.
The award-winning team follows a well-established investment process and philosophy, and have extensive experience in outsourced asset management, particularly within small-cap investing and manages under contract £3.3bn of assets (as at 30 April 2023).
Canaccord Genuity Asset Management investment mandates
The investment mandates managed by Canaccord Genuity Asset Management include:
- Marlborough Special Situations Fund
- Marlborough Micro-Cap Growth Fund
- Marlborough Nano-Cap Fund
- Marlborough Multi-Cap Income Fund
- Marlborough Multi-Cap Growth Fund
- Marlborough Multi-Cap European Fund
- Marlborough Extra Income Fund
- Marlborough Global Innovation Fund
- Hargreave Hale AIM VCT plc.
- CGWM Global Equity Fund
Hargreave Hale AIM VCT plc
The Canaccord Genuity Asset Management team have been managing the Hargreave Hale AIM VCT since 2004. The lead manager is Oliver Bedford, who is supported by Lucy Bloomfield (co-manager).
Along with the scale of the investment in small companies and their track record, the breadth of the team and their reach into the market help attract Qualifying Investment deal flow.
For more information about the Hargreave Hale AIM VCT, click here.
Target Market – Hargreave Hale AIM VCT plc
Risks specific to VCTs: VCTs will invest in small, high-risk companies. These qualifying companies may have volatile share prices and the investments may be difficult to realise. They may be overly reliant on a few large customers and have less financial resilience. They may also have weak or negative cash flow and less management resource.
Canaccord Genuity Global Equity Fund
The Canaccord Genuity Asset Management team also manage the Canaccord Genuity Global Equity Fund. The lead manager is Sid Chand Lall who actively manages a fund comprising of stocks and shares in great businesses from around the world.
If you want more information about the Canaccord Genuity Global Equity Fund, click here.
Investments in smaller companies, including AIM stocks, carry a higher degree of risk than investing in more liquid shares of larger companies, so they may be difficult to sell at the time you choose. Investments in smaller companies are more volatile and, while they can offer great potential, growth is not guaranteed.
- Richard Hallett, Head of Asset Management and Fund Manager
- Anna Salim, Investment Analyst
- Archie Stirling, Investment Analyst
- David Walton, Fund Manager
- Eustace Santa Barbara, Fund Manager
- George Finlay, Fund Manager
- Guy Feld, Fund Manager
- Harry Evett, Junior Investment Analyst
- James Workman, Investment Analyst
- Lucy Bloomfield, Deputy Fund Manager
- Oliver Bedford, Fund Manager
- Sid Chand Lall, Fund Manager
- Steven Robertson, Investment Analyst
- Tom Livesey, Analyst
- Tom Hutchinson, Investment Analyst
- Will Rosier, Investment Analyst
For the Canaccord Genuity Asset Managers’ latest views and market commentary about the Marlborough Funds they manage, please visit the Marlborough Fund Management website.
To contact the Canaccord Genuity Asset Management team, please email: email@example.com.
Investment in smaller companies, including AIM stocks, carry a higher degree of risk than investing in more liquid shares of larger companies, so they may be difficult to sell at the time you choose. Investments in smaller companies are more volatile and, while they can offer great potential, growth is not guaranteed.
IMPORTANT: Investment involves risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested. Past performance is not a reliable indicator of future performance.
Investment involves risk and is not suitable for everyone.