UK Regulatory and Legal Disclosures
In addition to the disclosures listed here, Canaccord Genuity Limited maintains the following policies and makes the following disclosures.
For more detail, please visit:
- Professional Terms of Business
- Retail Terms of Business
- Professional Order Execution Policy
- Retail Order Execution Policy
- Execution Venues
- Client Categorisation Policy
- Order Handling Policy
- Costs & Charges Disclosure Document
- Direct Market Access T&C’s
- Standard Settlement Instructions
- Conflicts of Interest
- UK Retail Client Complaints Procedure
- Pillar 3 disclosures
- Déclaration de confidentialité
- Legal Entity identifier
Anti-Slavery and Human Trafficking Statements
How can we help?
If you would like to find out more about Canaccord Genuity or any of our services, please get in touch.