UK Regulatory and Legal Disclosures

In addition to the disclosures listed here, Canaccord Genuity Limited maintains the following policies and makes the following disclosures.

For more detail, please visit:

• Professional Terms of Business
• Retail Terms of Business
• Professional Order Execution Policy
• Retail Order Execution Policy
• Execution Venues
• RTS 28  - Top Five Venues
• RTS 28 - Report
• Client Categorisation Policy
• Order Handling Policy
• Costs & Charges Disclosure Document
• Direct Market Access T&C’s
• Standard Settlement Instructions
• Conflicts of Interest
• UK Retail Client Complaints Procedure
• Pillar 3 disclosures
• Privacy Policy
• Déclaration de confidentialité
• Cookie Policy

Anti-Slavery and Human Trafficking Statements

• 2018
• 2017
• 2016