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Legal and regulatory information (UK)
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If your money is managed by Canaccord Genuity Wealth Limited (CGWL) or Canaccord Genuity Financial Planning Limited (CGFPL) trading as CGWM please refer to the below policies:
- Best interest contract exemption
- Candidate privacy notice
- Client asset protection
- Complaints handling policy
- Conflicts policy
- Diversity policy
- Financial planning order reception and transmission
- Investment recommendations disclosures
- Pillar 3 disclosures
- Privacy notice
- Schedule of interest and charges
- Stewardship code (CGWL)
- Stewardship code (HHL)
- Terms of Business for Canaccord Genuity Financial Planning Limited
- Terms of Business for Canaccord Genuity Wealth Limited
- Top 5 venue report
- UK order execution policy
IMPORTANT: Investment involves risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested. Past performance is not a reliable indicator of future performance.