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Legal and regulatory information (UK)
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Canaccord Genuity Wealth Limited or Canaccord Genuity Financial Planning Limited
- Best interest contract exemption
- Candidate privacy notice
- Client asset protection
- Complaints handling policy
- Conflicts policy
- Diversity policy
- Financial planning order reception and transmission
- Investment recommendations disclosures
- Pillar 3 disclosures
- Privacy notice
- Schedule of interest and charges
- Stewardship code (CGWL)
- Stewardship code (HHL)
- Terms of Business for Canaccord Genuity Financial Planning Limited
- Terms of Business for Canaccord Genuity Wealth Limited
- Top 5 venue report (CGWL)
- Top 5 venue report (HHL)
- UK order execution policy
CG Wealth Planning Limited (previously Thomas Miller Investment)
CG McCarthy Taylor Limited (previously McCarthy Taylor Limited)
IMPORTANT: Investment involves risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested. Past performance is not a reliable indicator of future performance.