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Legal and regulatory information (UK)
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If your money is managed by Canaccord Genuity Wealth Limited (CGWL) or Canaccord Genuity Financial Planning Limited (CGFPL) trading as CGWM please refer to the below policies:
- Best interest contract exemption
- Candidate privacy notice
- Client asset protection
- Complaints handling policy
- Conflicts policy
- Diversity policy
- Financial planning order reception and transmission
- Investment recommendations disclosures
- Pillar 3 disclosures
- Privacy notice
- Schedule of interest and charges
- Stewardship code
- Terms of Business for Canaccord Genuity Financial Planning Limited November 2018
- Terms of Business for Canaccord Genuity Wealth Management November 2018
- Top 5 venue report
- UK order execution policy
If your money is managed by Hargreave Hale Limited (HHL) trading as CGWM please refer to the below policies:
- Candidate privacy notice
- Customer complaints handling procedure
- Disclaimer
- Employee remuneration policy
- Fraud warning
- Hargreave Hale's gender pay gap report
- Hargreave Hale top execution venues by volume
- Interest on cash deposit
- Modern slavery act
- Privacy notice
- Risk warning
- Stewardship code
- Terms and conditions
IMPORTANT: Investment involves risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested. Past performance is not a reliable indicator of future performance.